Trustee & fiduciary administration.
Multi-generational wealth transfer
Estate & legacy coordination
Discretionary portfolio oversight
Aligned to objectives & risk
Diversified across asset classes
Active construction & rebalancing
Allocation-target driven
Ongoing performance monitoring
Cash flow & goal-based planning
Tailored to each life stage
Regular plan reviews & updates
Income & drawdown strategies
Social Security optimization
Tax-aware withdrawal sequencing
Succession & exit strategy
Concentrated-stock guidance
Liquidity & transition planning
Testimonials
"I’m in this industry because of how dynamic it is. Every day is a learning experience – you have to continually learn & get better at it. To have the resources Kingswood supplies to help me be better, that is a tool that most people don’t get to have."
"Kingswood has meant integrity, character, good morals and values to me, which is critical. They’re very much a relationship company that respects all their advisors, regardless of their style."
"I made the change to work with Kingswood because of their robust platform and access to alternative investments. Additionally, they have a focus on succession planning and – down the road when I am ready – they have the means to make that happen within the network."
"Kingswood has given me the freedom to design a platform for my clients that not just lets them create dreams, create an architecture of what they want to do and where they want to go, but allows me to help fulfill those dreams for them. I am able create solutions that they may not otherwise have received from a traditional firm or larger broker-dealer."
"It was an easy decision to move to Kingswood because of who they are. They have such unique purpose & story. It’s important to me to be with a firm that takes an interest in their advisors to really know them and support them where they’re most grounded and where their purpose is. They put their advisors first."
"Kingswood offers me an incredible playground of opportunity and investment ideas & strategies that are so appropriate for my clients at the right time & inflection point of their lives."
"I appreciate how open Kingswood is to new ideas & how they provide me with the autonomy to run my business the way I see fit & the way that is best for my clients."
Frequently Asked Questions
No matter your need, please contact Ryan Sabet, Director of Acquisitions, Recruiting and Strategic Initiatives (rsabet@kingswoodus.com). After a brief conversation to understand what you hope to accomplish, he will introduce you to the Kingswood team who can help you achieve those goals.
Kingswood U.S. has both an in-house RIA (Kingswood Wealth Advisors) and an in-house RIA-friendly broker-dealer (Kingswood Capital Partners, LLC) to help our advisors maintain both independence & the flexibility to do both fee-based and commission business to meet their clients' comprehensive wealth management needs.
YOU do – your clients remain your clients. We are here to support you (and them) as best we can.
Kingswood has worked hard to build relationships with multiple custodial service providers to give our advisors the flexibility they need to best serve their clients.
We are committed to providing a smooth transition to your firm and your clients. For the first 90 days you will have a dedicated team of relationship managers to help you get settled here at Kingswood. Additionally, our dedicated transition team will focus on moving your registrations over and on moving your client accounts.